Financial & Related

Hot Topics / Insights
February182019
Concept Fund Services Joins Berdon Family

NEW YORK — Effective January 1, 2019, Berdon Fund Services, LLC merged with Concept Fund Services, LLC, a Garden City-based administrative, accounting, and financial reporting firm serving funds, investment manager […]

November062018
SEC: Cyber-Fraud Perpetrators Targeting Accounting Controls

By Mitchell Marcus, CPA 11.06.2018 | Berdon Industry Insights A recent Securities and Exchange Commission (SEC) investigation1 of nine publicly traded companies revealed their susceptibility to cyber-related frauds that were […]

September112018
Financial Services: Are You Complying with NYS’s New Cybersecurity Mandates?

Alexander Moshinsky 09.11.2018 | Berdon Industry Insights After a series of rolling deadlines that began when New York State’s Cybersecurity Requirements for Financial Services Companies went into effect on March […]

February082018
FINRA Sets Its 2018 Priorities

Alexander Moshinsky 02.08.2018 | Client Alert In its 2018 Regulatory and Examination Priorities Letter, FINRA, the Financial Industry Regulatory Authority, highlighted the topics it will focus on this year. The […]

March222016
FINRA Sets Ethics and Conduct as 2016 Examination Priorities

Alexander Moshinsky, Director 03.22.2016 | Client Alert Compliance officers and management teams are advised to prepare for sharper attention to ethics and conduct in light of the Financial Industry Regulatory […]

January112016
New Information Reporting Requirements Effective January 1st

Berdon Tax Team 01.11.2016 | eVisor Issuers of securities are generally required to file Form 8937 to report actions that affect the basis of issued securities. Rules effective on January […]