Client Alerts

Client Alerts
Hot Topics / Insights
July242019
FASB Proposal Would Defer a Host of Effective Dates

Grace Singer, CPA 07.24.19 | Client Alert The Financial Accounting Standards Board, at a July 17, 2019 meeting, proposed giving a wide array of entities more time to adhere to […]

May202019
The Impact of New Guidance on Qualified Opportunity Zones

Naya Pearlman, J.D., LL.M. 5.20.19 | Client Alert This article is an update on new developments related to qualified opportunity zone legislation.  By way of background, the 2017 Tax Cuts […]

February082018
FINRA Sets Its 2018 Priorities

Alexander Moshinsky 02.08.2018 | Client Alert In its 2018 Regulatory and Examination Priorities Letter, FINRA, the Financial Industry Regulatory Authority, highlighted the topics it will focus on this year. The […]

March222016
FINRA Sets Ethics and Conduct as 2016 Examination Priorities

Alexander Moshinsky, Director 03.22.2016 | Client Alert Compliance officers and management teams are advised to prepare for sharper attention to ethics and conduct in light of the Financial Industry Regulatory […]